federalism-and-state-relations
What Can the Federal Government Do That State Governments Cannot?
Table of Contents
The relationship between federal and state governments in the United States is defined by the U.S. Constitution, which establishes a system of federalism. This system divides powers between a national government and state governments, ensuring that neither becomes too powerful. While both levels have their own responsibilities, certain powers are exclusively held by the federal government. Understanding these exclusive powers is essential for grasping how the U.S. political system operates, from national defense to economic regulation. This article explores the key areas where the federal government has authority that states cannot exercise, providing constitutional context, concrete examples, and legal precedents that demonstrate the division of power.
Enumerated Powers of the Federal Government
The U.S. Constitution grants the federal government specific authorities, known as enumerated powers, in Article I, Section 8. These 18 listed powers form the foundation of federal authority and are explicitly denied to state governments. States cannot exercise these powers because doing so would conflict with national uniformity and the Constitution's design for a centralized government that protects the nation as a whole.
For example, only the federal government can regulate interstate and foreign commerce. This power, found in the Commerce Clause, has been used to pass laws covering everything from labor standards to environmental regulations. States are barred from interfering with interstate trade or imposing tariffs on goods from other states. Additionally, the federal government alone has the power to coin money and regulate its value. States cannot print currency or issue legal tender, which prevents economic chaos and ensures a stable monetary system across the country. The power to declare war and raise armies is also exclusive to the federal government, as states cannot maintain standing armies or engage in military actions without federal authorization. Other enumerated powers include establishing post offices and post roads, granting patents and copyrights to promote innovation, and punishing piracy and felonies on the high seas.
The Necessary and Proper Clause, also known as the elastic clause, expands federal authority by allowing Congress to make laws needed to carry out its enumerated powers. This clause has been interpreted broadly by the Supreme Court, as in McCulloch v. Maryland (1819), which upheld the creation of a national bank even though it was not explicitly listed. States cannot invoke a similar clause to expand their own powers, as the Tenth Amendment reserves undelegated powers to the states or the people.
Power to Tax and Spend
The federal government has broad authority to levy taxes and allocate funds for national purposes. This includes imposing income taxes, corporate taxes, payroll taxes, and excise taxes on specific goods like gasoline and alcohol. The federal budget covers programs from national defense to social welfare, and the power to spend for the general welfare gives Congress flexibility to address emerging needs. States have their own taxing powers but cannot tax federal property or interfere with federal operations. For instance, states cannot tax the mail or federal bonds issued by the U.S. Treasury.
Federal spending often influences state policies through conditional grants-in-aid. For example, the federal government has used highway funding to encourage states to raise the drinking age to 21 and set speed limits. In South Dakota v. Dole (1987), the Supreme Court upheld this practice, ruling that Congress can attach conditions to federal money as long as they are related to the purpose of the program. States cannot impose similar conditions on the federal government, as the federal spending power is exclusive in its ability to direct national priorities.
Additionally, the federal government can preempt state tax policies when they conflict with national interests. The federal income tax system, established by the Sixteenth Amendment, allows the government to collect revenue from all citizens, while states rely on their own separate tax systems. This dual taxation structure is permitted, but states cannot tax income from federal securities or impair the federal government's ability to borrow money. The federal government also provides economic stimulus during recessions, a power states lack due to their balanced budget requirements and limited fiscal capacity.
Conduct Foreign Affairs
One of the most significant exclusive powers of the federal government is the conduct of foreign relations. The Constitution gives the president the authority to negotiate treaties (with Senate advice and consent) and appoint ambassadors and diplomats. States are explicitly prohibited from entering into treaties, alliances, or confederations. This ensures that the nation speaks with one voice in international affairs, maintaining consistency in foreign policy and diplomatic relations.
The federal government has inherent powers in foreign affairs that go beyond the enumerated list. In United States v. Curtiss-Wright Export Corp. (1936), the Supreme Court held that the federal government has plenary authority in external relations, derived from national sovereignty. This means states cannot engage in activities that affect foreign policy, such as imposing tariffs on foreign goods or establishing their own immigration rules. For example, states cannot enter into trade agreements with other countries or recognize foreign governments. Only the federal government can regulate immigration and naturalization, as established in cases like Arizona v. United States (2012), which struck down state laws that attempted to criminalize immigration violations.
The federal government also manages international organizations and treaties, such as the United Nations and NATO. States can participate in some international activities, like trade promotion or cultural exchange programs, but these must not contradict federal foreign policy. For instance, states cannot adopt sanctions against foreign nations that conflict with U.S. sanctions or sign binding agreements with foreign entities. The federal government issues passports for international travel, controls arms exports, and provides consular assistance to citizens abroad—all powers that states cannot exercise.
Establish National Defense
The federal government is solely responsible for national defense, including maintaining the armed forces and declaring war. Article I gives Congress the power to raise and support armies, provide and maintain a navy, and call forth the militia to execute federal laws, suppress insurrections, and repel invasions. The president serves as Commander in Chief of the military, directing operations and strategy. States cannot maintain standing armies without federal consent, nor can they declare war or engage in military conflicts. The National Guard units of each state can be activated for state emergencies, but they are also subject to federal control during national crises, as seen in deployments for overseas missions.
Federal defense policy includes developing weapons systems, maintaining nuclear arsenals, and conducting intelligence operations through agencies like the Department of Defense and the CIA. States cannot build their own missile defense systems or establish independent foreign military bases. The Posse Comitatus Act (1878) limits the use of the military for law enforcement within the United States, a restriction that states do not have with their own National Guard when in state active duty status. However, the federal government can use the military to enforce federal laws, such as during civil rights crises or natural disasters.
Examples of exclusive federal defense powers include the decision to deploy troops overseas, negotiate ceasefire agreements, and authorize military strikes. States cannot unilaterally withdraw from military alliances or establish their own standing armies. The War Powers Resolution of 1973 attempts to balance presidential and congressional authority, but states have no constitutional role in such decisions. This centralization of military power ensures a unified response to threats and prevents states from acting on their own foreign policies.
Enforce Federal Laws
The federal government has the authority to enforce laws that apply across state lines and supersede state statutes. Federal law enforcement agencies like the Federal Bureau of Investigation (FBI), Drug Enforcement Administration (DEA), and Bureau of Alcohol, Tobacco, Firearms and Explosives (ATF) investigate and prosecute crimes that violate federal law. States cannot enforce federal laws on their own, but they often cooperate through joint task forces. However, the primary responsibility for enforcing federal statutes rests with the federal government, especially in areas like civil rights, immigration, and federal taxes.
The Civil Rights Act of 1964 is a landmark example of federal enforcement power. It prohibited discrimination based on race, color, religion, sex, or national origin in public accommodations and employment. The federal government used its authority to override state segregation laws and enforce integration through the Department of Justice. States that resisted faced lawsuits and loss of federal funding. Similarly, the Voting Rights Act of 1965 allowed federal oversight of state election practices to prevent discrimination. States cannot create laws that contradict these federal protections, and the federal government can intervene to ensure compliance.
Federal law enforcement also covers crimes that cross state boundaries, such as kidnapping, drug trafficking, and cybercrime. The interstate commerce power gives the federal government jurisdiction over activities that affect commerce between states, such as carjacking or theft from interstate shipments. States can enforce their own criminal laws, but they cannot prosecute federal offenses. The Supremacy Clause ensures that when state and federal laws conflict, federal law prevails. For example, states cannot decriminalize federal drug offenses entirely, as the federal government retains the power to prosecute under the Controlled Substances Act.
Exclusive Powers in Commerce and Currency
The federal government's power over interstate and foreign commerce is both broad and exclusive. This includes regulating transportation, communication, and trade between states and with other nations. States cannot impose tariffs or duties on imports or exports without federal permission, and they cannot regulate commerce that Congress has chosen to leave unregulated. The Commerce Clause has been used to justify federal laws on everything from child labor to environmental protection, as in Heart of Atlanta Motel v. United States (1964), which upheld the Civil Rights Act based on its impact on interstate commerce.
Only the federal government can coin money and regulate its value. States are prohibited from issuing currency or making anything but gold and silver coin legal tender for debts. This ensures a uniform currency system, which is essential for economic stability and trade. The federal government also has power over bankruptcy laws, which are uniform across the states. While states can regulate insurance and banking within their borders, they cannot interfere with federal monetary policy or create their own central bank. The Federal Reserve System, established by Congress, controls monetary supply and interest rates, a power states cannot replicate.
Constitutional Supremacy and Preemption
The Supremacy Clause in Article VI establishes that the Constitution, federal laws, and treaties are the supreme law of the land, binding all state judges. When federal and state laws come into conflict, federal law prevails through the doctrine of preemption. This can be express, with federal law explicitly stating that state laws are preempted, or implied, where federal regulation is so comprehensive that it leaves no room for state action. States cannot enforce laws that conflict with federal statutes or regulations, as seen in cases involving immigration, nuclear waste, and food labeling.
For example, in Gibbons v. Ogden (1824), the Supreme Court ruled that a state-granted monopoly on steamboat navigation violated federal regulation of interstate commerce. Similarly, in California v. ARC America Corp. (1989), the Court held that state antitrust laws could coexist with federal ones as long as they do not conflict. However, when Congress occupies a field, like immigration enforcement, states cannot enact their own policies. The federal government can exempt itself from state laws under the doctrine of intergovernmental immunity, meaning states cannot regulate federal officials or property without federal consent.
Reserved and Concurrent Powers
While the federal government has exclusive powers, states also have reserved powers under the Tenth Amendment. These include powers over education, local government, intrastate commerce, and family law. However, the line between exclusive and concurrent powers is not always clear. Concurrent powers, such as taxation, borrowing, and establishing courts, are shared by both levels of government. For instance, both federal and state governments can collect taxes, but the federal government's tax power is supreme. States can also create their own court systems, but federal courts have exclusive jurisdiction over certain cases, like those involving federal laws or treaties.
States cannot exercise powers that are constitutionally delegated to the federal government, such as declaring war or coining money. But they can engage in activities that touch on federal interests, provided they do not conflict. For example, states can pass environmental laws that are more stringent than federal ones, as long as they not interfere with interstate commerce. The Supreme Court has played a key role in balancing these powers, using doctrines like the Dormant Commerce Clause to strike down state laws that unduly burden interstate commerce.
Historical Examples of Federal Exclusive Power
Throughout U.S. history, the federal government has used its exclusive powers to address national challenges. The New Deal era saw Congress use its commerce and taxing powers to regulate the economy and establish social safety nets, such as Social Security. States could not create their own Social Security systems that conflicted with the federal program. The Civil Rights Movement demonstrated federal power to enforce constitutional amendments, like the Fourteenth Amendment, against state discrimination. The federal government also took the lead in space exploration, an area states cannot enter independently.
More recently, the federal government has managed responses to national emergencies, such as the 9/11 attacks and the COVID-19 pandemic. Federal agencies like the Centers for Disease Control and Prevention (CDC) and the Department of Homeland Security have authority that states cannot replicate. States have input through federal partnerships, but cannot override federal directives in areas of exclusive federal jurisdiction, such as international travel restrictions or vaccine distribution during a pandemic. These examples show how federal exclusive powers maintain national unity and respond to issues that transcend state borders.
Conclusion
Understanding what the federal government can do that state governments cannot is key to comprehending the U.S. system of federalism. The Constitution grants the federal government exclusive powers in areas like foreign affairs, national defense, currency, interstate commerce, and enforcement of federal laws. These powers ensure national unity, consistency, and the ability to address challenges that no single state could handle alone. While states retain significant autonomy over local matters, the federal government's exclusive authority serves as a cornerstone of the American political structure.
For further reading, explore the Article I powers at the National Constitution Center and USA.gov's overview of the federal government. Legal precedents like McCulloch v. Maryland and Gibbons v. Ogden illustrate the evolution of federal power. Teachers and students can find additional resources at the Cornell Legal Information Institute and the National Archives.